Resources

Our Knowledge Experts

The experts at Advisory Services have dedicated their career and their training to becoming proficient in all aspects of financial services consultant projects. In fact, within the expertise of banking, we have professionals who possess in-depth, niche knowledge.

Our subject matter experts serve as resources for professionals and work closely with the current market trends in financial services to ensure they are the most up-to-date within their specialty.

Bio’s for our Team

Career Summary

Thirty years experience in the financial services industry in both the domestic and international arenas

Extensive experience in the financial services areas of business development, information systems, branch administration, branch operations, private banking, vendor management, fraud, research and investigations, BSA/AML & OFAC program requirements, Merchant Services, Compliance Risk Management, Due Diligence, Banking Operations (retail/wholesale) and relationship management

Experienced with Commercial lending, real estate and construction lending, residential mortgages, retail and wholesale lending area including underwriting

Experienced with scope, planning and engagement management for internal audit or similar services for clients assets ranging from 10 million to 25 Billion

Career Summary

– Twenty years financial services Compliance and Security experience.

– Experience includes formalizing and implementing AML/BSA and Security programs, policies and procedures, training, and management of such functions.

– Provided training for international consultants and agents in the Caribbean and Latin America.

– Experienced with ensuring optimum use of systems, reporting and monitoring capabilities of banking (BSA/AML, Funds Transfer and Platform Automation)

Career Summary

Twenty years of experience in accounting, auditing, international and domestic banking, and internal audit/risk management functions for financial institutions

Experienced with leading the development of the in-house internal audit function, developing a flexible audit plan using appropriate risk-based methodology covering financial and operational performance, BSA/AML, compliance, information technology and due diligence engagements, performing consulting services to assist senior management in meeting its objectives

Experienced with transforming audit function and automating audit programs and processes to make audit objectives more efficient, managing the internal audit function, and counseling and mentoring

Career Summary

Fifteen years experience in IT risk management in the financial services, insurance, telecommunications, aerospace, manufacturing, healthcare, energy/utilities, and non-profit and government sectors

– Manager of the Assurance Practices of Big Four

Expertise with various methodologies and control guidelines in conducting risk assessments, including CoBit, ITIL, IRM, GAM methodology, and s SOX Methodology

– Expertise in numerous application and ERP systems, including BANKMASTER, ALLTEL, MILVUS, PORTIA, FISERV CBS, FISERV VISION, KIRCHMAN, JACK HENRY, OMR, YARDI, PEOPLESOFT, ORACLE, SAP R3, and BAAN

Experience with numerous audit engagements and managed audit teams and participated in many ERP implementations and Banking System Conversions

Our professionals have industry standard certifications